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AFS OPERATING MODEL
THE STRENGTH OF A HOLISTIC APPROACH

HOMEServices
Fund Accounting | Outsourced CFO | Back -Office Solutions | Applied Fund Solutions

COULD YOU BENEFIT FROM OUTSOURCING?

Are you looking for efficiencies in all the right places?

  • TIME

    Are you stretched too thin?

  • TOOLS

    Do you have right infrastructure?

  • TALENT

    Do you have the expertise?

We develop, streamline and implement critical operational functions, so that you can focus on your core competencies.

AFS OPERATING MODEL

THE STRENGTH OF A HOLISTIC APPROACH

services

  • Accounting

    • Fund Accounting & Reporting
    • Fee Calculation & Allocation
    • NAV Calculation & Approval
    • Security Pricing
    • Fair Value Measurement-ASC 820
    • Policies & Procedures
    • Liaison With Fund admin, Audit & Tax
    • Management Company Accounting

  • Operations

    • 3-Way Reconciliation
    • Cash, Margin & Collateral Management
    • Corporate Actions
    • Trade Processing & Resolution
    • Policies & Procedures
    • Liaison To Counterparties

  • Order Management & Trading

    • Allocation Policy
    • Policies & Procedures
    • Pre-trade & Post-trade Compliance
    • Reporting & Intra-day Portfolio Management

  • Risk Management

    • Assist with Business Continuity & Disaster Recovery Plans
    • Policies & Procedures
    • Internal Controls
    • Risk Assessment
    • Risk Reporting
    • Service Provider Selection & Oversight

  • Investor Communications

    • Assist with DDQ Preparation
    • Assist in Monitoring Investment Guidelines
    • Investor Reporting & Inquiries
    • Policies & Procedures
    • Review Investor Statement
    • Review Subscription & Redemption

  • Compliance

    • Liaison between designated CCO and Compliance Consultant
    • Assist with Maintenance of Compliance Calendar
    • Prepare & Update Restricted Security Trading List
    • Assist with Documentation of Personal Trade Monitoring

ADDITIONAL SERVICES

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    • Cybersecurity consultation
    • Fund structuring
    • Fund launch management
    • Financial statement preparation
    • Audit support
    • Bookkeeping services for the Management Company
    • Consultation services
    • Compliance review
    • Disaster recover plan (DRP) & business continuity plan (BCP) review
    • DDQ & risk assessment
    • Investor relations
    • Assistance with selection and oversight of service providers
    • Internal controls

WE OFFER SOLUTIONS FOR EVERY
STAGE OF YOUR FUND LIFE CYCLE

ON AN ADVISORY, COSOURCED AND OUTSOURCED BASIS

ONE SIZE DOESN'T FIT ALL

We tailor a solution around your specific needs to mitigate operational risk and inefficiencies via a scalable platform

  • logo
  • professions

    PROFESSIONALS

    Skilled and accomplished specialists
    implement best practices and
    industry standards.
  • process

    PROCESS

    We implement policies, processes
    and procedures for your fund’s
    efficient day-to-day operation
  • technology

    TECHNOLOGY

    SS&C Advent Geneva® global portfolio and accounting management platform and related workflow management.

We Provide Our Service at Competitive Rates and at an
Average Cost Savings of 60% of Developing Internal Resources.